Monthly Archive:: December 2016

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Keith Higgins: A Standing “O”!

Posted in Entertainment By Broc Romanek On December 6, 2016
In his last appearance as a SEC Staffer, Keith Higgins is warmly greeted by the ABA’s Federal Regulation of Securities Committee
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Cap’n Cashbags: Insider Trading During a Board Meeting

Posted in Entertainment By Broc Romanek On December 1, 2016
Cap’n Cashbags – a CEO – observes a director conduct illegal insider trading during a board meeting. Based on a true story, as described
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