Monthly Archive:: December 2016

Keith Higgins: A Standing “O”!

In his last appearance as a SEC Staffer, Keith Higgins is warmly greeted by the ABA’s Federal Regulation of Securities Committee

Cap’n Cashbags: Insider Trading During a Board Meeting

Cap’n Cashbags – a CEO – observes a director conduct illegal insider trading during a board meeting. Based on a true story, as described