2014 April

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5 Steps to Becoming a SEC Commissioner

Posted in Educational By Broc Romanek On April 28, 2014

Description of criteria – in practical terms – of being appointed a SEC Commissioner

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1 Cool Thing About Amazon’s ’14 Proxy Statement

Posted in News By Broc Romanek On April 28, 2014

Amazon’s 2014 proxy statement is old-fashioned – only 25 pages long and few charts & graphics

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Cap’n Cashbags: Passing on Stock Tips

Posted in Entertainment By Broc Romanek On April 24, 2014

Cap’n Cashbags – a CEO – passing on a stock tip to earn a little extra money. The digested napkin parrots the fact pattern

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23 Cool Things About Merck’s ’14 Proxy Statement

Posted in News By Broc Romanek On April 23, 2014

23 great ways that Merck enhances the usability of its 2014 proxy statement

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History of UK Corporate Governance

Posted in Educational By Broc Romanek On April 22, 2014

Slideshow of evolution of corporate governance in the United Kingdom over the years.

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Shareholder Proposals: Eligibility

Posted in Educational By Broc Romanek On April 22, 2014

What criteria must a shareholder meet to be eligible to submit a shareholder proposal.

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Thanks for the Gumball Mickey – DLA Piper, Austin

Posted in Entertainment By Broc Romanek On April 16, 2014

The fine lawyers at DLA Piper in Austin pay homage to the old Hasbro TV commercial…

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18 Cool Things About Spectra Energy’s ’14 Proxy Statement

Posted in News By Broc Romanek On April 12, 2014

18 great ways that Spectra Energy enhances the usability of its 2014 proxy statement (compare to last year’s proxy).

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7 Ways to Sleep at Shareholder Meetings

Posted in Entertainment By Broc Romanek On April 11, 2014

In the wake of the “fight letter” filed in the Harvard Illinois Bancorp proxy fight, Dr. Jimmy sits down to analyze what sleeping at

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27 Cool Things About Intel’s ’14 Proxy Statement

Posted in News By Broc Romanek On April 11, 2014

27 great ways that Intel enhances the usability of its 2014 proxy statement for shareholders.

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Spring Break: What DC Tourism Looks Like

Posted in Entertainment By Broc Romanek On April 10, 2014

Here’s a slide show of DC tourists enjoying the cherry blossoms & other popular landmarks.

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Restricted Stock & RSUs: Training Video

Posted in Educational By Broc Romanek On April 10, 2014

Bruce Brumberg of myStockOptions explains what restricted stock/RSUs are – good training vid for your employees.

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How Twitter Can Improve Your Market Liquidity

Posted in Educational By Broc Romanek On April 9, 2014

Accounting Prof Elizabeth Blankespoor describes her study on how companies – particularly small caps – can leverage Twitter for capital market benefits.

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Shareholder Proposals: Appeals Process

Posted in Educational By Broc Romanek On April 8, 2014

Description of the appeals process after the SEC’s Division of Corporation Finance makes a decision on no-action letter request on a shareholder proposal under

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