2014 March

Shareholder Proposals: SEC Staff’s Role

Posted in Educational By Broc Romanek On March 31, 2014

Description of Corp Fin’s role in processing no-action letter requests to exclude shareholder proposals from proxy statements.

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Sober Reenactment: SEC’s Cybersecurity Roundtable

Posted in Entertainment By Broc Romanek On March 30, 2014

Playful reenactment of the SEC’s cybersecurity roundtable held on March 26th. 8 roles played by one actor…

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How to File Video on the SEC’s EDGAR

Posted in Educational By Broc Romanek On March 28, 2014

Learn how video – & other multimedia – can be filed as a SEC document on EDGAR.

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Cap’n Cashbags: Time to Enhance My Pay Package

Posted in Entertainment By Broc Romanek On March 26, 2014

Cap’n Cashbags – a CEO – just hanging out with his fellow CEO pals who serve on his board’s compensation committee – talking about

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32 Cool Things About Prudential’s ’14 Proxy Statement

Posted in News By Broc Romanek On March 25, 2014

32 great ways that Prudential Financial enhances the usability of its 2014 proxy statement for shareholders.

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Thanks for the Gumball Mickey – Winston & Strawn, Chicago

Posted in Entertainment By Broc Romanek On March 25, 2014

The fine lawyers at Winston & Strawn in Chicago pay homage to the old Hasbro TV commercial…

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5 Cool Features of the “MyShares” Annual Shareholders Meeting App

Posted in News By Broc Romanek On March 21, 2014

ProxyCensus has an app for 1700 annual shareholders meetings – here’s how it works.

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21 Cool Things About GE’s ’14 Proxy Statement

Posted in News By Broc Romanek On March 20, 2014

21 great ways that General Electric enhances the usability of its 2014 proxy statement for shareholders.

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Analysis: ebay’s Annual Shareholders Meeting Website

Posted in News By Broc Romanek On March 19, 2014

From a design & usability perspective, analysis of ebay’s new site devoted to its 2014 annual shareholders meeting.

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10 Silly Ways Towards Better Shareholder Engagement

Posted in Entertainment By Broc Romanek On March 19, 2014

These ten steps really might be effective tools to better engage your shareholders…or they might not…

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Shareholder Proposals: One Proposal Limit

Posted in Educational By Broc Romanek On March 18, 2014

Under the SEC’s Rule 14a-8, proponents are only permitted to submit one proposal per year at a company.

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Dramatic Risk Factors: Trading Volatility (Vol. 1)

Posted in Entertainment By Broc Romanek On March 17, 2014

In their SEC filings, companies are permitted to warn investors with “risk factors.” Many are boilerplate & silly. The following – “Trading Volatility” –

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18 Cool Things About Coke’s ’14 Proxy Statement

Posted in News By Broc Romanek On March 12, 2014

18 great ways that The Coca-Cola Company enhances the usability of its 2014 proxy statement for shareholders.

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Cap’n Cashbags: Wanna Ride My Corporate Jet?

Posted in Entertainment By Broc Romanek On March 9, 2014

Cap’n Cashbags – a CEO – just hanging out with his fellow CEO pals. They serve on his company’s compensation committee – a subset

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8 “Behind the Scenes” Things: “The Daily Show” w/ Jon Stewart

Posted in Entertainment By Broc Romanek On March 6, 2014

“Young Money” author describes his experience being on “The Daily Show” as part of a TheCorporateCounsel.net podcast with Broc Romanek. The Green Room!

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