Monthly Archive:: July 2014

Farewell James Garner! Long Live Jimmy Joe Meeker

My favorite character on the “Rockford Files” was Jim’s alter ego of “Jimmy Joe Meeker”

Regulation FD Training: Investment Manager Receives MNI

Thanks to Melissa Gleespen for this animated scenario of Larry King interviewing an investment manager who received material nonpublic information from a CEO

Sustainability: How Ceres’ Disclosure Search Tool Works

How the new search tool from Ceres for sustainability disclosures works

Director-Shareholder Engagement: Broadridge’s Rich Daly

In this 5-minute video, Broadridge’s Rich Daly muses on the use of technology for directors to directly engage with all shareholders